Cardiovascular : What to Expect at the Flight Physical

Items 18.b, 18.c, 18.g, 18.h, 36-37, 48, 55, 56, 58: FAA Policies on the Airman Medical Exam

Apr 2014

Guidance is compiled and interpreted by professional pilots and physicians at FlightPhysical.com from the 2014 AME Guide pages 33-184, FAA and FDA web data (www.FAA.gov & www.FDA.gov), instructions specified in the Aeronautical Information Manual, Federal Air Surgeon Bulletins from 1999-2015, and 14 CFR Part 61 and Part 67 (the FARs).

I. Code of Federal Regulations:

Legal Extract

First-Class Cardiac Standards: 14 CFR § 67.111(a)(b)(c)

Cardiovascular standards for first-class airman medical certificate are:

  1. (a) No established medical history or clinical diagnosis of any of the following:

    1. Myocardial infarction See MI Waiver Options...
    2. Angina pectoris See Angina Waiver Options...
    3. Coronary heart disease that has required treatment or, if untreated, that has been symptomatic or clinically significant See CHD Waiver Options...
    4. Cardiac valve replacement See Prosthetic Valve Waiver Options...
    5. Permanent cardiac pacemaker implantation See Pacemaker Waiver Options..., or
    6. Heart replacement See Cardiac Transplant Waiver Options...
  2. (b) A person applying for first-class airman medical certification must demonstrate an absence of myocardial infarction and other clinically significant abnormality on electrocardiographic examination:

    1. At the first application after reaching the 35th birthday; and
    2. On an annual basis after reaching the 40th birthday
  3. (c) An electrocardiogram will satisfy a requirement of paragraph (b) of this section if it is dated no earlier than 60 days before the date of the application it is to accompany and was performed and transmitted according to acceptable standards and techniques.


Legal Extract: Second-Class Cardiac Standards § 67.211(a)(b)(c)(d)(e)(f) and Third-Class Cardiac Standards § 67.311(a)(b)(c)(d)(e)(f)

Cardiovascular standards for a second- and third-class airman medical certificate are:

No established medical history or clinical diagnosis of any of the following:

  1. Myocardial infarction See MI Waiver Options...
  2. Angina pectoris See Angina Waiver Options...
  3. Coronary heart disease that has required treatment or, if untreated, that has been symptomatic or clinically significant See CHD Waiver Options...
  4. Cardiac valve replacement See Prosthetic Valve Waiver Options...
  5. Permanent cardiac pacemaker implantation See Pacemaker Waiver Options..., or
  6. Heart replacement See Cardiac Transplant Waiver Options...

II. Examination Techniques

A. General Physical Examination.

  1. A brief description of any comment-worthy personal characteristics as well as height, weight, representative blood pressure readings in both arms, funduscopic examination, condition of peripheral arteries, carotid artery auscultation, heart size, heart rate, heart rhythm, description of murmurs (location, intensity, timing, and opinion as to significance), and other findings of consequence must be provided.
  2. The AME should keep in mind some of the special cardiopulmonary demands of flight, such as changes in heart rates at takeoff and landing. High G-forces of aerobatics or agricultural flying may stress both systems considerably. Degenerative changes are often insidious and may produce subtle performance decrements that may require special investigative techniques.
    1. Inspection. Observe and report any thoracic deformity (e.g., pectus excavatum), signs of surgery or other trauma, and clues to ventricular hypertrophy. Check the hematopoietic and vascular system by observing for pallor, edema, varicosities, stasis ulcers, and venous distention. Check the nail beds for capillary pulsation and color.
    2. Palpation. Check for thrills and the vascular system for arteriosclerotic changes, shunts, or AV anastomoses. The pulses should be examined to determine their character, to note if they are diminished or absent, and to observe for synchronicity. The medical standards do not specify pulse rates that, per se, are disqualifying for medical certification. These tests are used, however, to determine the status and responsiveness of the cardiovascular system. Abnormal pulse rates may be reason to conduct additional cardiovascular system evaluations.
      1. Bradycardia of less than 50 beats per minute, any episode of tachycardia during the course of the examination, and any other irregularities of pulse other than an occasional ectopic beat or sinus arrhythmia must be noted and reported. If there is bradycardia, tachycardia, or arrhythmia further evaluation may be warranted and deferral may be indicated.
      2. A cardiac evaluation may be needed to determine the applicant's qualifications. Temporary stresses or fever may, at times, result in abnormal results from these tests. If the AME believes this to be the case, the applicant should be given a few days to recover and then be retested. If this is not possible, the AME should defer issuance, pending further evaluation.
    3. Percussion. Determine heart size, diaphragmatic elevation/excursion, abnormal densities in the pulmonary fields, and mediastinal shift.
    4. Auscultation. Check for resonance, asthmatic wheezing, ronchi, rales, cavernous breathing of emphysema, pulmonary or pericardial friction rubs, quality of the heart sounds, murmurs, heart rate, and rhythm. If a murmur is discovered during the course of conducting a routine FAA examination, report its character, loudness, timing, transmission, and change with respiration. It should be noted whether it is functional or organic and if a special examination is needed. If the latter is indicated, the AME should defer issuance of the medical certificate and transmit the completed FAA Form 8500-8 to the FAA for further consideration. AME must defer to the AMCD or Regional Flight Surgeon if the treating physician or AME reports the murmur is moderate to severe (Grade III or IV). Listen to the neck for bruits.

      It is recommended that the AME conduct the auscultation of the heart with the applicant both in a sitting and in a recumbent position.

      Aside from murmur, irregular rhythm, and enlargement, the AME should be careful to observe for specific signs that are pathognomonic for specific disease entities or for serious generalized heart disease. Examples of such evidence are: (1) the opening snap at the apex or fourth left intercostal space signifying mitral stenosis; (2) gallop rhythm indicating serious impairment of cardiac function; and (3) the middiastolic rumble of mitral stenosis.

B. When General Examinations Reveal Heart Problems.

These specifications have been developed by the FAA to determine an applicant's eligibility for airman medical certification. Standardization of examination methods and reporting is essential to provide sufficient basis for making determinations and the prompt processing of applications.

  1. This cardiovascular evaluation, therefore, must be reported in sufficient detail to permit a clear and objective evaluation of the cardiovascular disorder(s) with emphasis on the degree of functional recovery and prognosis. It should be forwarded to the FAA immediately upon completion. Inadequate evaluation, reporting, or failure to promptly submit the report to the FAA may delay the certification decision.

    1. Medical History. Particular reference should be given to cardiovascular abnormalities-cerebral, visceral, and/or peripheral. A statement must be included as to whether medications are currently or have been recently used, and if so, the type, purpose, dosage, duration of use, and other pertinent details must be provided. A specific history of any anticoagulant drug therapy is required. In addition, any history of hypertension must be fully developed to also include all medications used, dosages, and comments on side effects.
    2. Family, Personal, and Social History. A statement of the ages and health status of parents and siblings is required; if deceased, cause and age at death should be included. Also, any indication of whether any near blood relative has had a "heart attack," hypertension, diabetes, or known disorder of lipid metabolism must be provided. Smoking, drinking, and recreational habits of the applicant are pertinent as well as whether a program of physical fitness is being maintained. Comments on the level of physical activities, functional limitations, occupational, and avocational pursuits are essential.
    3. Records of Previous Medical Care. If not previously furnished to the FAA, a copy of pertinent hospital records as well as out-patient treatment records with clinical data, x-ray, laboratory observations, and originals or copies of all electrocardiographic (ECG) tracings should be provided. Detailed reports of surgical procedures as well as cerebral and coronary arteriography and other major diagnostic studies are of prime importance.
    4. Surgery. The presence of an aneurysm or obstruction of a major vessel of the body is disqualifying for medical certification of any class. Following successful surgical intervention and correction, the applicant may ask for FAA consideration. The FAA recommends that the applicant recover for at least 3 months for ATCS's and 6 months for airmen.

    A history of coronary artery bypass surgery is disqualifying for certification. Such surgery does not negate a past history of coronary heart disease. The presence of permanent cardiac pacemakers and artificial heart valves is also disqualifying for certification.

    The FAA will consider an Authorization for a Special Issuance of a Medical Certificate (Authorization) for most cardiac conditions. Applicants seeking further FAA consideration should be prepared to submit all past records and a report of a complete current cardiovascular evaluation in accordance with FAA specifications.

C. Medication.

  • Medications acceptable to the FAA for treatment of hypertension in airmen include all Food and Drug Administration (FDA) approved diuretics, alpha-adrenergic blocking agents, beta-adrenergic blocking agents, calcium channel blocking agents, angiotension converting enzyme (ACE inhibitors) agents, and direct vasodilators.
  • The following are NOT ACCEPTABLE to the FAA:
    • Centrally acting agents (such as reserpine, guanethidine, guanadrel, guanabenz, and methyldopa).
    • A combination of beta-adrenergic blocking agents used with insulin, meglitinides, or sulfonylureas .
    • The use of flecainide when there is evidence of left ventricular dysfunction or recent myocardial infarction.
    • The use of nitrates for the treatment of coronary artery disease or to modify hemodynamics.
  • The AME must defer issuance of a medical certificate to any applicant whose hypertension has not been evaluated, who uses unacceptable medications, whose medical status is unclear, whose hypertension is uncontrolled, who manifests significant adverse effects of medication, or whose certification has previously been specifically reserved to the FAA.

The following grid lists the most common conditions of aeromedical significance, and course of action that should be taken by the AME as defined by FAA protocol and dispositions listed in the table. Medical certificates must not be issued to an applicant with medical conditions that require deferral, or for any condition not listed in the table that may result in sudden or subtle incapacitation without consulting the AMCD or Regional Flight Surgeon. Medical documentation must be submitted for any condition in order to support an issuance of an airman medical certificate.

FAA Aerospace Medical Disposition Grid for
Item 36. Heart

Arrhythmias

DISEASE/CONDITION

CLASS

EVALUATION DATA

DISPOSITION

Bradycardia

(<50 bpm)

All

Document history and findings, CVE Protocol, and submit any tests deemed appropriate

If no evidence of structural, functional or coronary heart disease - Issue

Otherwise - Requires FAA Decision

Bundle Branch Block (Left and Right)

All

See CVE and GXT Protocols See GXT Additional BBB Requirements

If no evidence of structural, functional or coronary heart disease - Issue

Otherwise - Requires FAA Decision

History of Implanted Pacemakers

All

See Implanted Pacemaker Protocol

Requires FAA Decision

PAC (2 or more on ECG)

All

Requires evaluation, e.g., check for MVP, caffeine, pulmonary disease, thyroid, etc.

If no evidence of structural, functional or coronary heart disease - Issue

Otherwise - Requires FAA Decision

PVC's

(2 or more on standard ECG)

All

Max GXT - to include a baseline ECG

If no evidence of structural, functional or coronary heart disease and PVC's resolve with exercise - Issue

Otherwise - Requires FAA Decision

1st Degree

AV Block

All

Document history and findings, CVE Protocol, and submit any tests deemed appropriate

If no evidence of structural, functional or coronary heart disease - Issue

Otherwise - Requires FAA Decision

2nd Degree

AV Block Mobitz I

All

Document history and findings, CVE Protocol, and submit any tests deemed appropriate

If no evidence of structural, functional or coronary heart disease - Issue

Otherwise - Requires FAA Decision

2nd Degree

AV Block Mobitz II

All

CVE Protocol in accordance w/ Hypertensive Evaluation Specifications and 24-hour Holter

Requires FAA Decision

3rd Degree

AV Block

All

CVE Protocol in accordance w/ Hypertensive Evaluation Specifications and 24-hour Holter

Requires FAA Decision

Preexcitation

All

CVE Protocol, GXT , and 24-hour Holter

Requires FAA Decision

Radio Frequency Ablation

All

3-month wait, then 24-hour Holter

If Holter negative for arrhythmia and no recurrence - Issue Otherwise - Requires FAA Decision

Supraventricular Tachycardia

All

CHD Protocol

with ECHO and 24-hour Holter

Initial Special Issuance - Requires FAA Decision

Followup Special Issuance's - See AASI PAT/SVT Protocol

Atrial Fibrillation

DISEASE/CONDITION

CLASS

EVALUATION DATA

DISPOSITION

Atrial Fibrillation: Chronic

Paroxysmal/Lone

All

CVE Protocol

with EST, ECHO and 24-hour Holter.

Initial Special Issuance - Requires FAA Decision

Followup Special Issuance's - See AASI Protocol for Afib

History of Resolved Atrial Fibrillation >5 years ago

All

Document previous workup for CAD and structural heart disease

If no ischemia, history of emboli, or structural or functional heart disease - Issue Otherwise - Requires FAA Decision

Coronary Heart Disease

DISEASE/CONDITION

CLASS

EVALUATION DATA

DISPOSITION

Coronary Heart Disease: Angina Pectoris Atherectomy; Coronary Bypass Grafting; Myocardial Infarction; PTCA; Rotoblation; and Stent Insertion

1st & 2nd

See CHD Protocol

Requires FAA Decision

3rd

See CHD Protocol

Initial Special Issuance - Requires FAA Decision

Followup Special Issuance's - See AASI CHD Protocol

Hypertension

DISEASE/CONDITION

CLASS

EVALUATION DATA

DISPOSITION

Hypertension requiring medication

All

Review all pertinent medical information and current status report, include duration of symptoms, name and dosage of drugs and side effects

See Hypertension Worksheet. If airman meets all certification criteria - Issue.

All others require FAA decision. Submit all evaluation data.

Initial Special Issuance - Requires FAA Decision

Syncope

DISEASE/CONDITION

CLASS

EVALUATION DATA

DISPOSITION

Syncope

All

CHD Protocol with ECHO and 24-hour Holter;

bilateral carotid Ultrasound

Requires FAA Decision

Syncope, recurrent or not satisfactorily explained, requires deferral (even though the syncope episode may be medically explained, an aeromedical certification decision may still be precluded). Syncope may involve cardiovascular, neurological, and psychiatric factors.

Valvular Disease

DISEASE/CONDITION

CLASS

EVALUATION DATA

DISPOSITION

All Other Valvular Disease

All

CHD Protocol with ECHO

Requires FAA Decision

Aortic and Mitral Insufficiency

CHD Protocol with ECHO

Initial Special Issuance - Requires FAA Decision

Followup Special Issuance's - See AASI Heart Valve Insufficiency Protocol

Single Valve Replacement (Tissue, Mechanical or Valvuloplasty)

1st & 2nd

See Cardiac Valve Replacement

Requires FAA Decision

3rd

Initial Special Issuance - Requires FAA Decision

Followup Special Issuance's - See AASI Single Valve Replacement Protocol

Multiple Valve Replacement

All

Document history and findings, CVE Protocol, and submit appropriate tests.

Requires FAA Decision

Other Cardiac Conditions The following conditions must be deferred:
  1. Cardiac Transplant - see Disease Protocols.
  2. Cardiac decompensation.
  3. Congenital heart disease accompanied by cardiac enlargement, ECG abnormality, or evidence of inadequate oxygenation.
  4. Hypertrophy or dilatation of the heart as evidenced by clinical examination and supported by diagnostic studies.
  5. Pericarditis, endocarditis, or myocarditis.
  6. When cardiac enlargement or other evidence of cardiovascular abnormality is found, the decision is deferred to AMCD or the Regional Flight Surgeon . If the applicant wishes further consideration, a consultation will be required "preferably" from the applicant's treating physician. It must include a narrative report of evaluation and be accompanied by an ECG with report and appropriate laboratory test results which may include, as appropriate, 24-hour Holter monitoring, thyroid function studies, ECHO, and an assessment of coronary artery status. The report and accompanying materials should be forwarded to the AMCD or RFS.
  7. Anti-tachycardia devices or implantable defibrillators.
  8. With the possible exceptions of aspirin and dipyridamole taken for their effect on blood platelets, the use of anticoagulants or other drugs for treatment or prophylaxis of fibrillation may preclude medical certification.
  9. A history of cardioversion or drug treatment, per se, does not rule out certification. A current, complete cardiovascular evaluation will be required. A 3-month observation period must elapse after the procedure before consideration for certification.
  10. Any other cardiac disorder not otherwise covered in this section.
  11. For all classes, certification decisions will be based on the applicant's medical history and current clinical findings. Certification is unlikely unless the information is highly favorable to the applicant. Evidence of extensive multi-vessel disease, impaired cardiac functioning, precarious coronary circulation, etc., will preclude certification. Before an applicant undergoes coronary angiography, it is recommended that all records and the report of a current cardiovascular evaluation, including a maximal electrocardiographic exercise stress test, be submitted to the FAA for preliminary review. Based upon this information, it may be possible to advise an applicant of the likelihood of favorable consideration.
  12. A history of low blood pressure requires elaboration. If the AME is in doubt, it is usually better to defer issuance rather than to deny certification for such a history.


This page discussed the Cardiovascular section of the Fight Physical Examination required of pilots.


Reminder: use FlightPhysical.com to familiarize yourself with aviation medical regulations and guidelines, but always discuss your specific situation with one or more AMEs before dedicating resources toward expensive clinical workups. Find an AME now